Name: Fine Jewelry
Start: 2015-12-07 10:00:00 CST
End: 2015-12-08 10:00:00 CST
Location: Heritage Auctions

Dec 07, 2015 11:00AM EST

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Fine Jewelry

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Auction Description

2015 December 7 Fine Jewelry Signature Auction - Dallas #5237

Heritage Auctions

Dallas, TX 75207
United States

Bid@HA.com

Phone:214-528-3500

Buyer’s Premium

Start	Premium (%)
$0	25.00
$100,000	20.00
$1,000,000	12.00

Bid Increments

Start	Increments ($)
$0	$1
$10	$2
$50	$5
$100	$10
$200	$20
$500	$50
$1,000	$100
$2,000	$200
$5,000	$500
$10,000	$1,000
$20,000	$2,000
$50,000	$5,000
$100,000	$10,000
$200,000	$20,000
$500,000	$50,000
$1,000,000	$100,000
$5,000,000	$250,000
$10,000,000	$500,000

Terms & Conditions

Terms and Conditions of Auction

Auctioneer and Auction:

1. This Auction is presented by Heritage Auctions, a d/b/a/ of Heritage Auctioneers & Galleries, Inc.,

or Heritage Auctions, Inc., or Heritage Numismatic Auctions, Inc., or Heritage Vintage Sports

Auctions, Inc., or Currency Auctions of America, Inc., as identified with the applicable licensing

information on the title page of the catalog or on the HA.com Internet site (the "Auctioneer").

The Auction is conducted under these Terms and Conditions of Auction and applicable state

and local law. Announcements and corrections from the podium and those made through the

Terms and Conditions of Auctions appearing on the Internet at HA.com supersede those in the

printed catalog.

Buyer's Premium:

2. All bids are subject to a Buyer's Premium which is in addition to the placed successful bid:

- Fifteen percent (15%) on Domain Names & Intellectual Property Auction lots;

- Seventeen and one-half percent (17.5%) on Currency, US Coin, and World & Ancient Coin Auction

lots, except for Gallery Auction lots as noted below;

- Nineteen and one-half percent (19.5%) on Comic, Movie Poster, Sports Collectibles, and Gallery

Auction (sealed bid auctions of mostly bulk numismatic material) lots;

- Twenty-two percent (22%) on Wine Auction lots;

- For lots in all other categories not listed above, the Buyer's Premium per lot is twenty-five percent

(25%) on the first $100,000 (minimum $14), plus twenty percent (20%) of any amount between

$100,000 and $1,000,000, plus twelve percent (12%) of any amount over $1,000,000.

Auction Venues:

3. The following Auctions are conducted solely on the Internet: Heritage Weekly Internet Auctions

(Coin, Currency, Comics, Rare Books, Jewelry & Watches, Guitars & Musical Instruments,

and Vintage Movie Posters); Heritage Monthly Internet Auctions (Sports, World Coins and

Rare Wine). Signatureï¿½ Auctions and Grand Format Auctions accept bids from the Internet,

telephone, fax, or mail first, followed by a floor bidding session; HeritageLive! and real- time

telephone bidding are available to registered clients during these auctions.

Bidders:

4. Any person participating or registering for the Auction agrees to be bound by and accepts these

Terms and Conditions of Auction ("Bidder(s)").

5. All Bidders must meet Auctioneer's qualifications to bid. Any Bidder who is not a client in

good standing of the Auctioneer may be disqualified at Auctioneer's sole option and will not

be awarded lots. Such determination may be made by Auctioneer in its sole and unlimited

discretion, at any time prior to, during, or even after the close of the Auction. Auctioneer reserves

the right to exclude any person from the auction.

6. If an entity places a bid, then the person executing the bid on behalf of the entity agrees to

personally guarantee payment for any successful bid.

Credit:

7. In order to place bids, Bidders who have not established credit with the Auctioneer must either

furnish satisfactory credit information (including two collectibles-related business references)

or supply valid credit card information along with a social security number, well in advance of

the Auction. Bids placed through our Interactive Internet program will only be accepted from

pre-registered Bidders. Bidders who are not members of HA.com or affiliates should preregister

at least 48 hours before the start of the first session (exclusive of holidays or weekends) to allow

adequate time to contact references. Credit will be granted at the discretion of Auctioneer.

Additionally Bidders who have not previously established credit or who wish to bid in excess of

their established credit history may be required to provide their social security number or the

last four digits thereof so a credit check may be performed prior to Auctioneer's acceptance of a

bid. Check writing privileges and immediate delivery of merchandise may also be determined

by pre-approval of credit based on a combination of criteria: HA.com history, related industry

references, bank verification, a credit bureau report and/or a personal guarantee for a corporate

or partnership entity in advance of the auction venue.

Bidding Options:

8. Bids in Signatureï¿½ Auctions or Grand Format Auctions may be placed as set forth in the

printed catalog section entitled "Choose your bidding method." For auctions held solely on

the Internet, see the alternatives on HA.com.

zx#biddingTutorial.

9. Presentment of Bids: Non-Internet bids (including but not limited to podium, fax, phone and mail

bids) are treated similar to floor bids in that they must be on-increment or at a half increment

(called a cut bid). Any podium, fax, phone, or mail bids that do not conform to a full or half

increment will be rounded up or down to the nearest full or half increment and this revised

amount will be considered your high bid.

10. Auctioneer's Execution of Certain Bids. Auctioneer cannot be responsible for your errors in

bidding, so carefully check that every bid is entered correctly. When identical mail or FAX bids

are submitted, preference is given to the first received. To ensure the greatest accuracy, your

written bids should be entered on the standard printed bid sheet and be received at Auctioneer's

place of business at least two business days before the Auction start. Auctioneer is not

responsible for executing mail bids or FAX bids received on or after the day the first lot is sold,

nor Internet bids submitted after the published closing time; nor is Auctioneer responsible for

proper execution of bids submitted by telephone, mail, FAX, e-mail, Internet, or in person once

the Auction begins. Bids placed electronically via the internet may not be withdrawn until your

written request is received and acknowledged by Auctioneer (FAX: 214-409-1425); such requests

must state the reason, and may constitute grounds for withdrawal of bidding privileges. Lots

won by mail Bidders will not be delivered at the Auction unless prearranged.

11. Caveat as to Bid Increments. Bid increments (over the current bid level) determine the lowest

amount you may bid on a particular lot. Bids greater than one increment over the current bid

can be any whole dollar amount. It is possible under several circumstances for winning bids to

be between increments, sometimes only $1 above the previous increment. Please see: "How can

I lose by less than an increment"" on our website. Bids will be accepted in whole dollar amounts

only. No "buy" or "unlimited" bids will be accepted.

The following chart governs current bidding increments

(see HA.com/c/ref/web-tips.zx#guidelines-increments).

Current Bid...............Bid Increment

less than $10.................................................$1

$10 - $49.......................................... $2

$50 - $99.......................................... $5

$100 - $199.................................... $10

$200 - $499.................................... $20

$500 - $999.................................... $50

$1,000 - $1,999............................ $100

$2,000 - $4,999............................ $200

$5,000 - $9,999............................ $500

Current Bid...............Bid Increment

$10,000 - $19,999.................... $1,000

$20,000 - $49,999.................... $2,000

$50,000 - $99,999.................... $5,000

$100,000 - $199,999............. $10,000

$200,000 - $499,999............. $20,000

$500,000 - $999,999............. $50,000

$1,000,000 - $4,999,999..... $100,000

$5,000,000 - $9,999,999..... $250,000

Greater than or equal to $10,000,000................... $500,000

12. If Auctioneer calls for a full increment, a bidder may request Auctioneer to accept a bid at half

of the increment ("Cut Bid") only once per lot. After offering a Cut Bid, bidders may continue

to participate only at full increments. Off-increment bids may be accepted by the Auctioneer at

Signatureï¿½ Auctions and Grand Format Auctions. If the Auctioneer solicits bids other than the

expected increment, these bids will not be considered Cut Bids.

Conducting the Auction:

13. Notice of the consignor's liberty to place bids on his lots in the Auction is hereby made in

accordance with Article 2 of the Texas Business and Commercial Code. A "Minimum Bid" is

an amount below which the lot will not sell. THE CONSIGNOR OF PROPERTY MAY PLACE

WRITTEN "Minimum Bids" ON HIS LOTS IN ADVANCE OF THE AUCTION; ON SUCH LOTS,

IF THE HAMMER PRICE DOES NOT MEET THE "Minimum Bid", THE CONSIGNOR MAY PAY

A REDUCED COMMISSION ON THOSE LOTS. "Minimum Bids" are generally posted online

several days prior to the Auction closing. For any successful bid placed by a consignor on his

Property on the Auction floor, or by any means during the live session, or after the "Minimum

Bid" for an Auction have been posted, we will require the consignor to pay full Buyer's Premium

and Seller's Commissions on such lot.

14. The highest qualified Bidder recognized by the Auctioneer shall be the Buyer. In the event of

a tie bid, the earliest bid received or recognized wins. In the event of any dispute between any

Bidders at an Auction, Auctioneer may at his sole discretion reoffer the lot. Auctioneer's decision

and declaration of the winning Bidder shall be final and binding upon all Bidders. Bids properly

offered, whether by floor Bidder or other means of bidding, may on occasion be missed or go

unrecognized; in such cases, the Auctioneer may declare the recognized bid accepted as the

winning bid, regardless of whether a competing bid may have been higher. Auctioneer reserves

the right after the hammer fall to accept bids and reopen bidding for bids placed through the

Internet or otherwise.

15. Auctioneer reserves the right to refuse to honor any bid or to limit the amount of any bid, in

its sole discretion. A bid is considered not made in "Good Faith" when made by an insolvent

or irresponsible person, a person under the age of eighteen, or is not supported by satisfactory

credit, collectibles references, or otherwise. Regardless of the disclosure of his identity, any bid

by a consignor or his agent on a lot consigned by him is deemed to be made in "Good Faith." Any

person apparently appearing on the OFAC list is not eligible to bid.

16. Nominal Bids. The Auctioneer in its sole discretion may reject nominal bids, small opening bids,

or very nominal advances. If a lot bearing estimates fails to open for 40-60% of the low estimate,

the Auctioneer may pass the item or may place a protective bid on behalf of the consignor.

17. Lots bearing bidding estimates shall open at Auctioneer's discretion (approximately 50%-60%

of the low estimate). In the event that no bid meets or exceeds that opening amount, the lot shall

pass as unsold.

18. All items are to be purchased per lot as numerically indicated and no lots will be broken.

Auctioneer reserves the right to withdraw, prior to the close, any lots from the Auction.

19. Auctioneer reserves the right to rescind the sale in the event of nonpayment, breach of a warranty,

disputed ownership, auctioneer's clerical error or omission in exercising bids and reserves, or

for any other reason and in Auctioneer's sole discretion. In cases of nonpayment, Auctioneer's

election to void a sale does not relieve the Bidder from their obligation to pay Auctioneer its fees

(seller's and buyer's premium) and any other damages or expenses pertaining to the lot.

20. Auctioneer occasionally experiences Internet and/or Server service outages, and Auctioneer

periodically schedules system downtime for maintenance and other purposes, during which

Bidders cannot participate or place bids. If such outages occur, we may at our discretion extend

bidding for the Auction. Bidders unable to place their Bids through the Internet are directed to

contact Client Services at 877-HERITAGE (437-4824).

21. The Auctioneer, its affiliates, or their employees consign items to be sold in the Auction, and may

bid on those lots or any other lots. Auctioneer or affiliates expressly reserve the right to modify

any such bids at any time prior to the hammer based upon data made known to the Auctioneer

or its affiliates. The Auctioneer may extend advances, guarantees, or loans to certain consignors.

22. The Auctioneer has the right to sell certain unsold items after the close of the Auction. Such lots

shall be considered sold during the Auction and all these Terms and Conditions shall apply to

such sales including but not limited to the Buyer's Premium, return rights, and disclaimers.

Payment:

23. All sales are strictly for cash in United States dollars (including U.S. currency, bank wire,

cashier checks, travelers checks, eChecks, and bank money orders, and are subject to all

reporting requirements). All deliveries are subject to good funds; funds being received in

Auctioneer's account before delivery of the Purchases; and all payments are subject to a clearing

period. Auctioneer reserves the right to determine if a check constitutes "good funds": checks

drawn on a U.S. bank are subject to a ten business day hold, and thirty days when drawn on an

international bank. Clients with pre-arranged credit status may receive immediate credit for

payments via eCheck, personal, or corporate checks. All others will be subject to a hold of 5

days, or more, for the funds to clear prior to releasing merchandise. (Ref. T&C item 7 Credit for

additional information.) Payments can be made 24-48 hours post auction from the My Orders

page of the HA.com website.

24. Payment is due upon closing of the Auction session, or upon presentment of an invoice.

Auctioneer reserves the right to void an invoice if payment in full is not received within 7

days after the close of the Auction. In cases of nonpayment, Auctioneer's election to void a sale

does not relieve the Bidder from their obligation to pay Auctioneer its fees (seller's and buyer's

premium) on the lot and any other damages pertaining to the lot or Auctioneer, at its option,

may charge a twenty (20%) restock fee on the amount of the purchase and offset the restock fee

against any monies paid to the Auctioneer or against any of the purchaser's properties held by

the Auctioneer.

25. Lots delivered to you, or your representative are subject to all applicable state and local taxes,

unless appropriate permits are on file with Auctioneer. Bidder agrees to pay Auctioneer the

actual amount of tax due in the event that sales tax is not properly collected due to: 1) an expired,

inaccurate, or inappropriate tax certificate or declaration, 2) an incorrect interpretation of the

applicable statute, 3) or any other reason. The appropriate form or certificate must be on file at

and verified by Auctioneer five days prior to Auction, or tax must be paid; only if such form or

certificate is received by Auctioneer within 4 days after the Auction can a refund of tax paid be

made. Lots from different Auctions may not be aggregated for sales tax purposes.

26. In the event that a Bidder's payment is dishonored upon presentment(s), Bidder shall pay the

maximum statutory processing fee set by applicable state law. If you attempt to pay via eCheck

and your financial institution denies this transfer from your bank account, or the payment

cannot be completed using the selected funding source, you agree to complete payment using

your credit card on file.

27. If any Auction invoice submitted by Auctioneer is not paid in full when due, the unpaid balance

will bear interest at the highest rate permitted by law from the date of invoice until paid. Any

invoice not paid when due will bear a three percent (3%) late fee on the invoice amount. If the

Auctioneer refers any invoice to an attorney for collection, the buyer agrees to pay attorney's fees,

court costs, and other collection costs incurred by Auctioneer. If Auctioneer assigns collection

to its in-house legal staff, such attorney's time expended on the matter shall be compensated at

a rate comparable to the hourly rate of independent attorneys.

28. In the event a successful Bidder fails to pay any amounts due, Auctioneer reserves the right to sell

the lot(s) securing the invoice to any underbidders in the Auction that the lot(s) appeared, or at

subsequent private or public sale, or relist the lot(s) in a future auction conducted by Auctioneer.

A defaulting Bidder agrees to pay for the reasonable costs of resale (including a 15% seller's

commission, if consigned to an auction conducted by Auctioneer). The defaulting Bidder is liable

to pay any difference between his total original invoice for the lot(s), plus any applicable interest,

and the net proceeds for the lot(s) if sold at private sale or the subsequent hammer price of the lot(s)

less the 15% seller's commissions, if sold at an Auctioneer's auction.

29.Auctioneer reserves the right to require payment in full in good funds before delivery of the merchandise.

30. Auctioneer shall have a lien against the merchandise purchased by the buyer to secure payment

of the Auction invoice. Auctioneer is further granted a lien and the right to retain possession of

any other property of the buyer then held by the Auctioneer or its affiliates to secure payment

of any Auction invoice or any other amounts due the Auctioneer or affiliates from the buyer.

With respect to these lien rights, Auctioneer shall have all the rights of a secured creditor under

Article 9 of the Texas Uniform Commercial Code, including but not limited to the right of sale

(including a 15% seller's commission, if consigned to an auction conducted by Auctioneer). In

addition, with respect to payment of the Auction invoice(s), the buyer waives any and all rights

of offset he might otherwise have against the Auctioneer and the consignor of the merchandise

included on the invoice. If a Bidder owes Auctioneer or its affiliates on any account, Auctioneer

and its affiliates shall have the right to offset such unpaid account by any credit balance due

Bidder, and it may secure by possessory lien any unpaid amount by any of the Bidder's property

in their possession..

31. Title shall not pass to the successful Bidder until all invoices are paid in full. It is the responsibility

of the buyer to provide adequate insurance coverage for the items once they have been delivered

to a common carrier or third-party shipper.

Delivery; Shipping; and Handling Charges:

32. Buyer is liable for shipping, handling, registration, and renewal fees, if any. Please refer to

Auctioneer's website HA.com/c/shipping.zx for the latest charges or call Auctioneer. Auctioneer

is unable to combine purchases from other auctions or affiliates into one package for shipping

purposes. Lots won will be shipped in a commercially reasonable time after payment in good funds

for the merchandise and the shipping fees is received or credit extended, except when third-party

shipment occurs. Buyer agrees that Service and Handling charges related to shipping items which

are not pre-paid may be charged to the credit card on file with Auctioneer.

33. Successful international Bidders shall provide written shipping instructions, including specified

customs declarations, to the Auctioneer for any lots to be delivered outside of the United States.

NOTE: Declaration value shall be the item"(s) hammer price together with its buyer's premium

and Auctioneer shall use the correct harmonized code for the lot. Domestic Buyers on lots

designated for third-party shipment must designate the common carrier, accept risk of loss, and

prepay shipping costs.

34. All shipping charges will be borne by the successful Bidder. On all domestic shipments, any risk of

loss during shipment will be borne by Heritage until the shipping carrier's confirmation of delivery

to the address of record in Auctioneer's file (carrier's confirmation is conclusive to prove delivery

to Bidder; if the client has a Signature release on file with the carrier, the package is considered

delivered without Signature) or delivery by Heritage to Bidder's selected third-party shipper.

On all foreign shipments, any risk of loss during shipment will be borne by the Bidder following

Auctioneer's delivery to the Bidder's designated common carrier or third-party shipper.

35. Due to the nature of some items sold, it shall be the responsibility for the successful Bidder to

arrange pick-up and shipping through third-parties; as to such items Auctioneer shall have no

liability. Failure to pick-up or arrange shipping in a timely fashion (within ten days) shall subject

Lots to storage and moving charges, including a $100 administration fee plus $10 daily storage

for larger items and $5.00 daily for smaller items (storage fee per item) after 35 days. In the event

the Lot is not removed within ninety days, the Lot may be offered for sale to recover any past due

storage or moving fees, including a 10% Seller's Commission.

36A. The laws of various countries regulate the import or export of certain plant and animal

properties, including (but not limited to) items made of (or including) ivory, whalebone, turtle

shell, coral, crocodile, or other wildlife. Transport of such lots may require special licenses for

export, import, or both. Bidder is responsible for: 1) obtaining all information on such restricted

items for both export and import; 2) obtaining all such licenses and/or permits. Delay or failure

to obtain any such license or permit does not relieve the buyer of timely compliance with

standard payment terms. For further information, please contact Ron Brackemyre at 800- 872-

6467 ext. 1312.

36B. California State law prohibits the importation of any product containing Python skin into the

State of California, thus no lot containing Python skin will be shipped to or invoiced to a person

or company in California.

36C. Auctioneer shall not be liable for any loss caused by or resulting from:

a. Seizure or destruction under quarantine or Customs regulation, or confiscation by order of any

Government or public authority, or risks of contraband or illegal transportation of trade, or

b. Breakage of statuary, marble, glassware, bric-a-brac, porcelains, jewelry, and similar fragile

articles

37. Any request for shipping verification for undelivered packages must be made within 30 days of

shipment by Auctioneer.

Cataloging, Warranties and Disclaimers:

38. NO WARRANTY, WHETHER EXPRESSED OR IMPLIED, IS MADE WITH RESPECT TO ANY

DESCRIPTION CONTAINED IN THIS AUCTION OR ANY SECOND OPINE. Any description

of the items or second opine contained in this Auction is for the sole purpose of identifying the

items for those Bidders who do not have the opportunity to view the lots prior to bidding, and

no description of items has been made part of the basis of the bargain or has created any express

warranty that the goods would conform to any description made by Auctioneer. Color variations

can be expected in any electronic or printed imaging, and are not grounds for the return of

any lot. NOTE: Auctioneer, in specified auction venues, for example, Fine Art, may have express

written warranties and you are referred to those specific terms and conditions. .

39. Auctioneer is selling only such right or title to the items being sold as Auctioneer may have by

virtue of consignment agreements on the date of auction and disclaims any warranty of title to

the Property. Auctioneer disclaims any warranty of merchantability or fitness for any particular

purposes. All images, descriptions, sales data, and archival records are the exclusive property

of Auctioneer, and may be used by Auctioneer for advertising, promotion, archival records, and

any other uses deemed appropriate.

40. Translations of foreign language documents may be provided as a convenience to interested

parties. Auctioneer makes no representation as to the accuracy of those translations and will not

be held responsible for errors in bidding arising from inaccuracies in translation.

41. Auctioneer disclaims all liability for damages, consequential or otherwise, arising out of or in

connection with the sale of any Property by Auctioneer to Bidder. No third party may rely on any

benefit of these Terms and Conditions and any rights, if any, established hereunder are personal

to the Bidder and may not be assigned. Any statement made by the Auctioneer is an opinion and

does not constitute a warranty or representation. No employee of Auctioneer may alter these

Terms and Conditions, and, unless signed by a principal of Auctioneer, any such alteration is

null and void.

42. Auctioneer shall not be liable for breakage of glass or damage to frames (patent or latent); such

defects, in any event, shall not be a basis for any claim for return or reduction in purchase price.

Release:

43. In consideration of participation in the Auction and the placing of a bid, Bidder expressly

releases Auctioneer, its officers, directors and employees, its affiliates, and its outside experts

that provide second opines, from any and all claims, cause of action, chose of action, whether at

law or equity or any arbitration or mediation rights existing under the rules of any professional

society or affiliation based upon the assigned description, or a derivative theory, breach of

warranty express or implied, representation or other matter set forth within these Terms and

Conditions of Auction or otherwise. In the event of a claim, Bidder agrees that such rights

and privileges conferred therein are strictly construed as specifically declared herein; e.g.,

authenticity, typographical error, etc. and are the exclusive remedy. Bidder, by non-compliance

to these express terms of a granted remedy, shall waive any claim against Auctioneer.

44. Notice: Some Property sold by Auctioneer are inherently dangerous e.g. firearms, cannons, and

small items that may be swallowed or ingested or may have latent defects all of which may cause

harm to a person. Purchaser accepts all risk of loss or damage from its purchase of these items and

Auctioneer disclaims any liability whether under contract or tort for damages and losses, direct

or inconsequential, and expressly disclaims any warranty as to safety or usage of any lot sold.

Dispute Resolution and Arbitration Provision:

45. By placing a bid or otherwise participating in the auction, Bidder accepts these Terms and

Conditions of Auction, and specifically agrees to the dispute resolution provided herein.

Consumer disputes shall be resolved through court litigation which has an exclusive Dallas,

Texas venue clause and jury waiver. Non-consumer dispute shall be determined in binding

arbitration which arbitration replaces the right to go to court, including the right to a jury trial.

46. Auctioneer in no event shall be responsible for consequential damages, incidental damages,

compensatory damages, or any other damages arising or claimed to be arising from the auction of

any lot. In the event that Auctioneer cannot deliver the lot or subsequently it is established that the

lot lacks title, or other transfer or condition issue is claimed, in such cases the sole remedy shall be

limited to rescission of sale and refund of the amount paid by Bidder; in no case shall Auctioneer's

maximum liability exceed the high bid on that lot, which bid shall be deemed for all purposes the

value of the lot. After one year has elapsed, Auctioneer's maximum liability shall be limited to any

commissions and fees Auctioneer earned on that lot.

47. In the event of an attribution error, Auctioneer may at its sole discretion, correct the error

on the Internet, or, if discovered at a later date, to refund the buyer's purchase price without

further obligation.

48. Exclusive Dispute Resolution Process: All claims, disputes, or controversies in connection

with, relating to and /or arising out of your Participation in the Auction or purchase of any

lot, any interpretation of the Terms and Conditions of Sale or any amendments thereto, any

description of any lot or condition report, any damage to any lot, any alleged verbal modification

of any term of sale or condition report or description and/or any purported settlement whether

asserted in contract, tort, under Federal or State statute or regulation or any claim made by

you of a lot or your Participation in the auction involving the auction or a specific lot involving

a warranty or representation of a consignor or other person or entity including Auctioneer {

which claim you consent to be made a party} (collectively, "Claim") shall be exclusively heard

by, and the claimant (or respondent as the case may be) and Heritage each consent to the Claim

being presented in a confidential binding arbitration before a single arbitrator administrated

by and conducted under the rules of, the American Arbitration Association. The locale for all

such arbitrations shall be Dallas, Texas. The arbitrator's award may be enforced in any court of

competent jurisdiction. If a Claim involves a consumer, exclusive subject matter jurisdiction for

the Claim is in the State District Courts of Dallas County, Texas and the consumer consents to

subject matter and in personam jurisdiction; further CONSUMER EXPRESSLY WAIVES ANY

RIGHT TO TRIAL BY JURY. A consumer may elect arbitration as specified above. Any claim

involving the purchase or sale of numismatic or related items may be submitted through binding

PNG arbitration. Any Claim must be brought within two (2) years of the alleged breach, default

or misrepresentation or the Claim is waived. Exemplary or punitive damages are not permitted

and are waived. A Claim is not subject to class certification. Nothing herein shall be construed

to extend the time of return or conditions and restrictions for return. This Agreement and any

Claim shall be determined and construed under Texas law. The prevailing party (a party that

is awarded substantial and material relief on its damage claim based on damages sought vs.

awarded or the successful defense of a Claim based on damages sought vs. awarded) may be

awarded its reasonable attorneys" fees and costs.

49. No claims of any kind can be considered after the settlements have been made with the

consignors. Any dispute after the settlement date is strictly between the Bidder and consignor

without involvement or responsibility of the Auctioneer.

50. In consideration of their participation in or application for the Auction, a person or entity

(whether the successful Bidder, a Bidder, a purchaser and/or other Auction participant or

registrant) agrees that all disputes in any way relating to, arising under, connected with, or

incidental to these Terms and Conditions and purchases, or default in payment thereof, shall

be arbitrated pursuant to the arbitration provision. In the event that any matter including

actions to compel arbitration, construe the agreement, actions in aid or arbitration or otherwise

needs to be litigated, such litigation shall be exclusively in the Courts of the State of Texas, in

Dallas County, Texas, and if necessary the corresponding appellate courts. For such actions,

the successful Bidder, purchaser, or Auction participant also expressly submits himself to the

personal jurisdiction of the State of Texas.

51. These Terms & Conditions provide specific remedies for occurrences in the auction and delivery

process. Where such remedies are afforded, they shall be interpreted strictly. Bidder agrees

that any claim shall utilize such remedies; Bidder making a claim in excess of those remedies

provided in these Terms and Conditions agrees that in no case whatsoever shall Auctioneer's

maximum liability exceed the high bid on that lot, which bid shall be deemed for all purposes

the value of the lot.

Miscellaneous:

52. Agreements between Bidders and consignors to effectuate a non-sale of an item at Auction,

inhibit bidding on a consigned item to enter into a private sale agreement for said item, or to

utilize the Auctioneer's Auction to obtain sales for non-selling consigned items subsequent to

the Auction, are strictly prohibited. If a subsequent sale of a previously consigned item occurs in

violation of this provision, Auctioneer reserves the right to charge Bidder the applicable Buyer's

Premium and consignor a Seller's Commission as determined for each auction venue and by the

terms of the seller's agreement.

53. Acceptance of these Terms and Conditions qualifies Bidder as a client who has consented to be

contacted by Heritage in the future. In conformity with "do-not-call" regulations promulgated

by the Federal or State regulatory agencies, participation by the Bidder is affirmative consent to

being contacted at the phone number shown in his application and this consent shall remain in

effect until it is revoked in writing. Heritage may from time to time contact Bidder concerning sale,

purchase, and auction opportunities available through Heritage and its affiliates and subsidiaries.

54. Rules of Construction: Auctioneer presents properties in a number of collectible fields, and as

such, specific venues have promulgated supplemental Terms and Conditions. Nothing herein

shall be construed to waive the general Terms and Conditions of Auction by these additional

rules and shall be construed to give force and effect to the rules in their entirety.

State Notices:

Notice as to an Auction in California. Auctioneer has in compliance with Title 2.95 of the California

Civil Code as amended October 11, 1993 Sec. 1812.600, posted with the California Secretary of State

its bonds for it and its employees, and the auction is being conducted in compliance with Sec. 2338

of the Commercial Code and Sec. 535 of the Penal Code.

Notice as to an Auction in New York City. These Terms and Conditions of Sale are designed to

conform to the applicable sections of the New York City Department of Consumer Affairs Rules

and Regulations as Amended. This sale is a Public Auction Sale conducted by Heritage Auctioneers

& Galleries, Inc. # 41513036. The New York City licensed auctioneers are: Sam Foose, #095260;

Kathleen Guzman, #0762165; Nicholas Dawes, #1304724; Ed Beardsley, #1183220; Scott Peterson,

#1306933; Andrea Voss, #1320558, who will conduct the Sale on behalf of itself and Heritage

Numismatic Auctions, Inc. (for Coins) and Currency Auctions of America, Inc. (for currency). All

lots are subject to: the consignor's rights to bid thereon in accord with these Terms and Conditions

of Sale, consignor's option to receive advances on their consignments, and Auctioneer, in its sole

discretion, may offer limited extended financing to registered bidders, in accord with Auctioneer's

internal credit standards. A registered bidder may inquire whether a lot is subject to an advance

or a reserve. Auctioneer has made advances to various consignors in this sale. On lots bearing an

estimate, the term refers to a value range placed on an item by the Auctioneer in its sole opinion but

the final price is determined by the bidders.

Notice as to an Auction in Texas. In compliance with TDLR rule 67.100(c)(1), notice is hereby

provided that this auction is covered by a Recovery Fund administered by the Texas Department of

Licensing and Regulation, P.O. Box 12157, Austin, Texas 78711 (512) 463-6599. Any complaints may

be directed to the same address.

Notice as to an Auction in Ohio: Auction firm and Auctioneer are licensed by the Dept. of Agriculture,

and either the licensee is bonded in favor of the state or an aggrieved person may initiate a claim

against the auction recovery fund created in Section 4707.25 of the Revised Code as a result of the

licensee's actions, whichever is applicable. Rev.2-9-2015

Rev. 8-14-2014

Additional Terms & Conditions:

MEMORABILIA & HISTORICAL AUCTIONS

MEMORABILIA & HISTORICAL TERM A: Signatureï¿½ and Grand Format Auctions of Autographs,

Sports Collectibles, Music, Entertainment, Political, Americana, Vintage Movie Posters and

Pop Culture memorabilia are not on approval. When the lot is accompanied by a Certificate of

Authenticity (or its equivalent) from an third-party authentication provider, buyer has no right

of return. On lots not accompanied by third-party authentication or under extremely limited

circumstances not including authenticity (e.g. gross cataloging error), a purchaser who did not

bid from the floor may request Auctioneer to evaluate voiding a sale; such request must be made

in writing detailing the alleged gross error, and submission of the lot to Auctioneer must be

pre-approved by Auctioneer. A Bidder must notify the appropriate department head (check the

inside front cover of the catalog or our website for a listing of department heads) in writing of the

Bidder's request within three (3) days of the non-floor bidder's receipt of the lot. Any lot that is to be

evaluated for return must be received in our offices within 35 days after Auction. AFTER THAT 35

DAY PERIOD, NO LOT MAY BE RETURNED FOR ANY REASONS. Lots returned must be in the

same condition as when sold and must include any Certificate of Authenticity. No lots purchased by

floor bidders (including those bidders acting as agents for others) may be returned. Late remittance

for purchases may be considered just cause to revoke all return privileges.

MEMORABILIA & HISTORICAL TERM B: On any lot presented with a Letter of Authenticity

("LOA") issued by Auctioneer or its Heritage affiliates, that warranty inures only to the original

purchaser (as shown in Auctioneer's records) "Purchaser". Purchaser may not transfer the rights

afforded under the LOA and it is null and void when Purchaser transfers or attempts to transfer

the lot. The LOA warranty is valid from date of the auction in which Purchaser was awarded

the lot to four (4) years after its purchase. The LOA warranty is valid as to its attribution to the

person or entity described or to the lot's usage, e.g. game worn. Claim procedure: Purchaser must

contact the Auctioneer prior to submission of the lot as to his intent to make a claim and arrange

secure shipment. If a lot's authenticity is questioned by Purchaser within the warranty period,

Purchaser must present with the claim, authoritative written evidence that the lot is not authentic

as determined by a known expert in the sports field. If Auctioneer concurs that the lot is not as

represented, Purchaser shall be refunded their purchase price. If the Auctioneer denies the claim,

the Purchaser may file the dispute with the American Arbitration Association with locale in Dallas,

Texas, before a single arbitration under expedited rules. The LOA does not provide for incidental

or consequential damages or other indirect damages. Any lot sold with a certificate of authenticity

or other warranty from an entity other than Auctioneer or Heritage's affiliates is subject to

such issuing entity's rules and such conditions are the sole remedy afforded to purchaser. For

information as to third party authentication warranties the bidder is directed to: PSA/DNA, P.O.

Box 6180 Newport Beach, CA 92658 (800) 325-1121. James Spence Authentication (JSA), 2 Sylvan

Way, Suite 102 Parsippany, NJ 07054 (888) 457-7362; or as otherwise noted on the Certificate.

MEMORABILIA & HISTORICAL TERM C: As authenticity and provenance are not warranted, if

a Bidder intends to challenge, authenticity or provenance of a lot he must notify Auctioneer in

writing within thirty-five (35) days of the Auction's conclusion. Any claim as to provenance or

authenticity must be first transmitted to Auctioneer by credible and definitive evidence or the

opine of a qualified third party expert and there is no assurance after such presentment that

Auctioneer will validate the claim. Authentication is not an exact science and contrary opinions

may not be recognized by Auctioneer. Even if Auctioneer agrees with the contrary opinion of such

authentication and validates the claim, Auctioneer's liability for reimbursement for any opine by

Bidder's expert shall not exceed $500. Acceptance of a claim under this provision shall be limited to

rescission of the sale and refund of purchase price; in no case shall Auctioneer's maximum liability

exceed the high bid on that lot, which bid shall be deemed for all purposes the value of the lot.

While every effort is made to determine provenance and authenticity, it is the responsibility of the

Bidder to arrive at their own conclusion prior to bidding.

MEMORABILIA & HISTORICAL TERM D: In the event Auctioneer cannot deliver the lot or

subsequently it is established that the lot lacks title, or other transfer or condition issue is claimed,

Auctioneer's liability shall be limited to rescission of sale and refund of purchase price; in no case

shall Auctioneer's maximum liability exceed the high bid on that lot, which bid shall be deemed

for all purposes the value of the lot. After one year has elapsed from the close of the Auction,

Auctioneer's maximum liability shall be limited to any commissions and fees Auctioneer earned

on that lot.

MEMORABILIA & HISTORICAL TERM E: On the fall of Auctioneer's hammer, buyer assumes full

risk and responsibility for lot, including shipment by common carrier, and must provide their own

insurance coverage for shipments.

MEMORABILIA & HISTORICAL TERM F: Auctioneer complies with all Federal and State rules

and regulations relating to the purchasing, registration and shipping of firearms. A purchaser is

required to provide appropriate documents and the payment of associated fees, if any. Purchaser is

responsible for providing a shipping address that is suitable for the receipt of a firearm.

MEMORABILIA & HISTORICAL TERM G: Firearms. All firearms, antique, modern, or collectible,

are sold "AS IS". Auctioneer has not inspected the lot for damage or defect patent or latent that

may affect the firing or attempted firing of the lot. Purchaser assumes the obligation to inspect

the lot before an attempted firing. Auctioneer suggests that each lot be thoroughly inspected by

a professional gunsmith. Heritage specifically disclaims any warranty of fitness for a particular

purpose or any warranty express or implied or otherwise stated. Auctioneer disclaims any liability

pertaining to the lot. Purchaser assumes all RISK of LOSS in the handling of the firearm.

MEMORABILIA AND HISTORICAL TERM H: Screen Shot. Screen shots included in the catalog or

on the Heritage Internet are provided for reference only. Important Notice: Many identical versions

of props and costumes are created for film and television productions in the normal course of a

production. Heritage does not warrant or represent that the screen shots referenced are exact

images of the offered item (unless specifically noted in the written description). Use of a screen

shot does not constitute a warranty or representation of authenticity or provenance. There is not a

right of return or refund based upon a claim arising out of or pertaining to any reference to a

screen shot.

SPECIAL TERM I - GUITARS: Bidders are urged to make a personal inspection of any guitar that

they intend to bid on as there is a limited right of return. Heritage makes a visual inspection of

the guitars to determine whether there are patent defects and whether the date and manufacturer

corresponds to the description. Returns are not accepted for latent defects, structural issues, or

mechanical and sound reproduction issues. It should be assumed that set up, adjustments and

normal maintenance are necessary.

MEMORABILIA & HISTORICAL TERM J: Financing. Auctioneer offers various extended payment

options to qualified pre-approved persons and companies. The options include Extended Payment

Programs (EPP) Flexible Payment Program (FPP) and Dealer Terms. Each program has its specific

terms and conditions and such terms and conditions are strictly enforced. Each program has to be

executed by the purchaser. Auctioneer reserves the right to alter or deny credit and in such case

these auction terms shall control.

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Rev.3-23-2015

Rev.8-14-2014

Additional Terms & Conditions:

FINE & DECORATIVE ARTS AUCTIONS

FINE AND DECORATIVE ARTS TERM A: LIMITED WARRANTY: Auctioneer warrants

authorship, period or culture of each lot sold in this catalog as set out in the BOLD-face type

heading in the catalog description of the lot, with the following exclusions. This warranty does

not apply to:

i. authorship of any paintings, drawings or sculpture created prior to 1870, unless the lot is

determined to be a counterfeit which has a value at the date of the claim for rescission which is

materially less than the purchase price paid for the lot; or

ii. any catalog description where it was specifically mentioned that there is a conflict of specialist

opinion on the authorship of a lot; or

iii. authorship which on the date of sale was in accordance with the then generally accepted

opinion of scholars and specialists, despite the subsequent discovery of new information,

whether historical or physical, concerning the artist or craftsman, his students, school,

workshop or followers; or

iv. the identification of periods or dates of execution which may be proven inaccurate by means

of scientific processes not generally accepted for use until after publication of the catalog, or

which were unreasonably expensive or impractical to use at the time of publication of the

catalog.

The term counterfeit is defined as a modern fake or forgery, made less than fift y years ago

with the intent to deceive. The authenticity of signatures, monograms, initials or other similar

indications of authorship is expressly excluded as a controlling factor in determining whether

a work is a counterfeit under the meaning of these Terms and Conditions of Auction.

FINE AND DECORATIVE ARTS TERM B: GLOSSARY OF TERMS: Terms used in this catalog

have the following meanings. Please note that all statements in this catalog, excluding those

in BOLD-face type, regarding authorship, attribution, origin, date, age, provenance and

condition are statements of opinion and are not treated as a statement of fact.

1. THOMAS MORAN In our opinion, the work is by the artist.

2. ATTRIBUTED TO THOMAS MORAN

In our opinion, the work is of the period of the artist which may be whole or in part the

work of the artist.

3. STUDIO, (CIRCLE OR WORKSHOP) OF THOMAS MORAN

In our opinion, the work is of the period and closely relates to his style.

4. SCHOOL OF THOMAS MORAN

In our opinion, the work is by a pupil or a follower of the artist.

5. MANNER OF THOMAS MORAN

In our opinion, the work is in the style of the artist and is of a later period.

6. AFTER THOMAS MORAN

In our opinion, this work is a copy of the artist.

7. ASCRIBED TO THOMAS MORAN

In our opinion, this work is not by the artist, however, previous scholarship has noted this to

be a work by the artist.

8. SIGNED (OR DATED)

The work has a signature (or date) which is in our opinion is genuine.

9. BEARS SIGNATURE (OR DATE)

The work has a signature (or date) which in our opinion is not authentic.

FINE AND DECORATIVE ARTS TERM C: PRESENTMENT: The warranty as to authorship is

provided for a period of one (1) year from the date of the auction and is only for the benefit of

the original purchaser of record and is not transferable.

FINE AND DECORATIVE ARTS TERM D: The Auction is not on approval. Under extremely

limited circumstances (e.g. gross cataloging error), not including attributions in BOLD-face

type, which are addressed in Term F below, a purchaser who did not bid from the floor may

request Auctioneer to evaluate voiding a sale; such request must be made in writing detailing

the alleged gross error, and submission of the lot to Auctioneer must be pre-approved by

Auctioneer. A bidder must notify the appropriate department head (check the inside front

cover of the catalog or our website for a listing of department heads) in writing of the

purchaser's request within three (3) days of the non-floor bidder's receipt of the lot. Any lot

that is to be evaluated for return must be received in our offices within 40 days after Auction.

AFTER THAT 40-DAY PERIOD, NO LOT MAY BE RETURNED FOR ANY REASON. Lots

returned must be in the same condition as when sold and must include any Certificate of

Authenticity. No lots purchased by floor bidders (including those bidders acting as agents for

others) may be returned. Late remittance for purchases may be considered just cause to revoke

all return privileges.

FINE AND DECORATIVE ARTS TERM E: The catalog descriptions are provided for identification

purposes only. Bidders who intend to challenge a BOLD-face provision in the description of

a lot must notify Auctioneer in writing within forty (40) days of the Auction's conclusion. In

the event Auctioneer cannot deliver the lot or subsequently it is established that the lot lacks

title or the BOLD-face section of description is incorrect, or other transfer or condition issue

is claimed, Auctioneer's liability shall be limited to rescission of sale and refund of purchase

price. In no case shall Auctioneer's maximum liability exceed the successful bid on that lot,

which bid shall be deemed for all purposes the value of the lot. After one year has elapsed from

the close of the Auction, Auctioneer's maximum liability shall be limited to any commissions

and fees Auctioneer e arned on that lot.

FINE AND DECORATIVE ARTS TERM F: Any claim as to authorship, provenance, authenticity,

or other matter under the remedies provided in the Fine Arts Terms and Conditions or

otherwise must be first transmitted to Auctioneer by credible and definitive evidence within

the applicable claim period. Auctioneer, in processing the written claim, may require the

Purchaser to obtain the written opinion of two recognized experts in the field who are

mutually accepted by Auctioneer and Purchaser. Upon receipt of the two opinions, Auctioneer

shall determine whether to rescind the sale. The Purchaser's claim must be presented in

accord with the remedies provided herein and is subject to the limitations and restrictions

provided (including within the described time limitations). Regardless of Purchaser's

submissions there is no assurance after such presentment that Auctioneer will validate the

claim. Authentication is not an exact science and contrary opinions may not be recognized

by Auctioneer. Even if Auctioneer agrees with the contrary opinion of such authentication

and provides a remedy within these Terms and Conditions or otherwise, our liability for

reimbursement for bidder's third party opines shall not exceed $500. The right of rescission,

return, or any other remedy provided in these Terms and Conditions, or any other applicable

law, does not extend to authorship of any lot which at the date of Auction was in accordance

with the then generally accepted opinion of scholars and specialists, despite the subsequent

discovery of new information, whether historical or physical, concerning the artist, his

students, school, workshop or followers. Purchaser by placing a bid expressly waives any

claim or damage based on such subsequent information as described herein. It is specifically

understood that any refund agreed to by the Auctioneer would be limited to the purchase

price.

FINE AND DECORATIVE ARTS TERM G: Provenance and authenticity, excluding attributions in

BOLD-face type, are guaranteed by neither the consignor nor Auctioneer. While every effort

is made to determine provenance and authenticity, it is the responsibility of the Bidder to

arrive at their own conclusion prior to bidding.

FINE AND DECORATIVE ARTS TERM H: On the fall of Auctioneer's hammer, Buyers of Fine Arts

and Decorative Arts lots assumes full risk and responsibility for lot, including shipment by

common carrier or third-party shipper, and must provide their own insurance coverage for

shipments.

FINE AND DECORATIVE ARTS TERM I: Auctioneer complies with all Federal and State rules

and regulations relating to the purchasing, registration and shipping of firearms. A purchaser

is required to provide appropriate documents and the payment of associated fees, if any.

Purchaser is responsible for providing a shipping address that is suitable for the receipt of a

firearm.

FINE AND DECORATIVE ARTS TERM J: Right of Inspection and Return on Certain Lots.

Framed Lots estimated at $1000 or less shall not be unframed for inspection and may not be

returned based on condition and are sold "AS IS".

Further to paragraph 36A in the Terms and Conditions of Auction, please note that items

containing ivory may not be shipped internationally or in some cases, domestically. By placing

a bid the bidder acknowledges that he is aware of the restriction and takes responsibility in

obtaining and paying for any license or permits relevant to the delivery of the product. Heritage

Auctions does not accept liability for errors or for failure to mark lots containing protected or

regulated species.

Heritage Auctions strongly encourages in-person inspection of lots by the Bidder. While Heritage

is not obligated to provide a condition report of each lot, Bidders may feel free to contact the

department for a Condition Report, and Heritage will attempt to furnish one, but shall not be liable

for failing to do so. Condition is often detailed online, but is not included in our catalogues. The

Bidder should review online descriptions, as the descriptions supersede catalog descriptions and

any condition reports otherwise provided. Heritage condition statements whether appearing in

the catalog, online, or at a person's request are based on a visual inspection and are for guidance

only and should not be relied upon as statements of fact, and do not constitute a representation,

warranty, or assumption of liability by Heritage. Please note that we do not de-frame lots estimated

at $1,000 or less and may not be able to provide additional details for lots valued under $500. All

lots offered regardless of a condition report are sold "AS IS".

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Additional Terms & Conditions:

SPORTS COLLECTIBLES AUCTIONS

SPORTS COLLECTIBLES TERM A: Signatureï¿½ Auctions are not on approval. No certified material may

be returned because of possible differences of opinion with respect to the grade offered by any thirdparty

organization, dealer, or service. No guarantee of grade is offered for uncertified Property sold

and subsequently submitted to a third-party grading service. There are absolutely no exceptions to

this policy. Under extremely limited circumstances, (e.g. gross cataloging error) a purchaser, who

did not bid from the floor, may request Auctioneer to evaluate voiding a sale; such request must

be made in writing detailing the alleged gross error, and submission of the lot to the Auctioneer

must be pre-approved by the Auctioneer; A bidder must notify the appropriate department head

(check the inside front cover of the catalog or our website for a listing of department heads) in

writing of such request within three (3) days of the mail bidder's receipt of the lot. Any lot that is to

be evaluated must be in our offices within 30 days after Auction. Grading does not qualify for this

evaluation process nor do such complaints constitute a basis to challenge the authenticity of a lot.

AFTER THAT 30-DAY PERIOD, NO LOTS MAY BE RETURNED FOR REASONS OTHER THAN

AUTHENTICITY. Lots returned must be housed intact in the original holder. No lots purchased by

floor Bidders (including those Bidders acting as agents for others) may be returned. Late remittance

for purchases may be considered just cause to revoke all return privileges.

SPORTS COLLECTIBLES TERM B: Auctions conducted solely on the Sunday Internet Sales THREE

(3) DAY RETURN POLICY. All lots paid for within seven days of the Sunday Internet-only Auction

closing are sold with a three (3) day return privilege. You may return lots under the following

conditions: Within three days of receipt of the lot, you must first notify Auctioneer by contacting

Client Service by phone (877-HERITAGE (437-4824)) or e-mail (Bid@HA.com), and immediately

mail the lot(s) fully insured to the attention of Returns, Heritage, 3500 Maple Avenue, 17th Floor,

Dallas TX 75219-3941. Lots must be housed intact in their original holder and condition. You

are responsible for the insured, safe delivery of any lots. A non-negotiable return fee of 5% of the

purchase price ($10 per lot minimum) will be deducted from the refund for each returned lot

or billed directly. Postage and handling fees are not refunded. After the three-day period (from

receipt), no items may be returned for any reason. Late remittance for purchases revokes all Return

privileges. The return policy for all other sports auctions including Signature Sales and Signature

Internet Sessions remain as stated in the standard Terms and Condition of Auction which precedes

the Special terms section.

SPORTS COLLECTIBLES TERM C: Bidders who have inspected the lots or had the opportunity to

Inspect the lots prior to any Auction will not be granted any return privileges.

SPORTS COLLECTIBLES TERM D: Sportscards sold referencing a third-party grading service are

sold "as is" without any express or implied warranty. Certain warranties may be available from

the grading services and the Bidder is referred to them for further details: Professional Sports

Authenticator (PSA), P.O. Box 6180 Newport Beach, CA 92658; Sportscard Guaranty LLC (SGC)

P.O. Box 6919 Parsippany, NJ 07054-6919; Global Authentication (GAI), P.O. Box 57042 Irvine, Ca.

92619; Beckett Grading Service (BGS), 15850 Dallas Parkway, Dallas TX 75248.

SPORTS COLLECTIBLES TERM E: On any lot presented with a Letter of Authenticity ("LOA") issued

by Auctioneer or its Heritage affiliates, that warranty inures only to the original purchaser (as

shown in Auctioneer's records) "Purchaser". Purchaser may not transfer the rights afforded under

the LOA and it is null and void when Purchaser transfers or attempts to transfer the lot. The LOA

warranty is valid from date of the auction in which Purchaser was awarded the lot to four (4) years

after its purchase. The LOA warranty is valid as to its attribution to the person or entity described

or to the lot's usage, e.g. game worn. Claim procedure: Purchaser must contact the Auctioneer

prior to submission of the lot as to his intent to make a claim and arrange secure shipment. If a lot's

authenticity is questioned by Purchaser within the warranty period, Purchaser must present with

the claim, authoritative written evidence that the lot is not authentic as determined by a known

expert in the sports field. If Auctioneer concurs that the lot is not as represented, Purchaser shall

be refunded their purchase price. If the Auctioneer denies the claim, the Purchaser may file the

dispute with the American Arbitration Association with locale in Dallas, Texas, before a single

arbitration under expedited rules. The LOA does not provide for incidental or consequential

damages or other indirect damages. Any lot sold with a certificate of authenticity or other warranty

from an entity other than Auctioneer or Heritage's affiliates is subject to such issuing entity's rules

and such conditions are the sole remedy afforded to purchaser. For information as to third party

authentication warranties the bidder is directed to: PSA/DNA, P.O. Box 6180 Newport Beach, CA

92658 (800) 325-1121. James Spence Authentication (JSA), 2 Sylvan Way, Suite 102 Parsippany, NJ

07054 (888) 457-7362; or as otherwise noted on the Certificate.

SPORTS COLLECTIBLES TERM F: Bidders who intend to challenge authenticity or provenance of a

lot must notify Auctioneer in writing within thirty (30) days of the Auction's conclusion. In the

event Auctioneer cannot deliver the lot or subsequently it is established that the lot lacks title,

provenance, authenticity, or other transfer or condition issue is claimed, Auctioneer's liability shall

be limited to rescission of sale and refund of purchase price; in no case shall Auctioneer's maximum

liability exceed the high bid on that lot, which bid shall be deemed for all purposes the value of the

lot. After one year has elapsed, Auctioneer's maximum liability shall be limited to any commissions

and fees Auctioneer earned on that lot.

SPORTS COLLECTIBLES TERM G: Auctioneer shall not be liable for any patent or latent defect or

controversy pertaining to or arising from any encapsulated collectible. In any such instance,

purchaser's remedy, if any, shall be solely against the service certifying the collectible.

SPORTS COLLECTIBLES TERM H: Due to changing grading standards over time, differing

interpretations, and to possible mishandling of items by subsequent owners, Auctioneer reserves

the right to grade items differently than shown on certificates from any grading service that

accompany the items. Auctioneer also reserves the right to grade items differently than the grades

shown in the prior catalog should such items be reconsigned to any future auction.

SPORTS COLLECTIBLES TERM I: Although consensus grading is employed by most third-party

services, it should be noted as aforesaid that grading is not an exact science. In fact, it is entirely

possible that if a lot is broken out of a plastic holder and resubmitted to another grading service or

even to the same service, the lot could come back with a different grade assigned.

SPORTS COLLECTIBLES TERM J: Financing. Auctioneer offers various extended payment options to

qualified pre-approved persons and companies. The options include Extended Payment Programs

(EPP) Flexible Payment Program (FPP) and Dealer Terms. Each program has its specific terms and

conditions and such terms and conditions are strictly enforced. Each program has to be executed

by the purchaser. Auctioneer reserves the right to alter or deny credit and in such case these auction

terms shall control.

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Rev.10-14-2014

Additional Terms & Conditions:

COMICS, COMIC ART, & ANIMATION ART AUCTIONS

COMICS, COMIC ART, & ANIMATION ART TERM A: Signatureï¿½ Auctions are not on approval.

No certified material may be returned because of possible differences of opinion with respect to

the grade offered by any third-party organization, dealer, or service. No guarantee of grade is

offered for uncertified Property sold and subsequently submitted to a third-party grading service.

There are absolutely no exceptions to this policy. Under extremely limited circumstances, (e.g.

gross cataloging error) a purchaser, who did not bid from the floor, may request Auctioneer to

evaluate voiding a sale; such request must be made in writing detailing the alleged gross error, and

submission of the lot to the Auctioneer must be pre-approved by the Auctioneer. A bidder must

notify the appropriate department head (check the inside front cover of the catalog or our website

for a listing of department heads) in writing of such request within three (3) days of the non-floor

bidder's receipt of the lot. Any lot that is to be evaluated must be in our offices within 30 days after

Auction. Grading does not qualify for this evaluation process nor do such complaints constitute

a basis to challenge the authenticity of a lot. AFTER THAT 30-DAY PERIOD, NO LOTS MAY BE

RETURNED FOR REASONS OTHER THAN AUTHENTICITY. Lots returned must be housed intact

in the original holder. No lots purchased by floor Bidders may be returned (including those Bidders

acting as agents for others). Late remittance for purchases may be considered just cause to revoke all

return privileges.

COMICS, COMIC ART, & ANIMATION ART TERM B: Auctions conducted solely on the Internet

have a THREE (3) DAY RETURN POLICY: Lots paid for within seven days of the Auction closing

are sold with a three (3) day return privilege. You may return lots under the following conditions:

Within three days of receipt of the lot, you must first notify Auctioneer by contacting Client Service

by phone (877-HERITAGE (437-4824)) or e-mail (Bid@HA.com), and immediately mail the lot(s)

fully insured to the attention of Returns, Heritage, 3500 Maple Avenue, 17th Floor, Dallas TX 75219-

3941. Lots must be housed intact in their original holder and condition. You are responsible for the

insured, safe delivery of any lots. A non-negotiable return fee of 5% of the purchase price ($10 per

lot minimum) will be deducted from the refund for each returned lot or billed directly. Postage and

handling fees are not refunded. After the three-day period (from receipt), no items may be returned

for any reason. Late remittance for purchases revokes all Return-Restock privileges.

COMICS, COMIC ART, & ANIMATION ART TERM C: Bidders who have inspected the lots prior to the

auction will not be granted any return privileges.

COMICS, COMIC ART, & ANIMATION ART TERM D: Comic books sold referencing a third-party

grading service are sold "as is" without any express or implied warranty. Certain warranties may be

available from the grading services and the Bidder is referred to them for further details: Certified

Guaranty Company, LLC (CGC), P.O. Box 4738, Sarasota, FL 34230; Comic Book Certification

Service (CBCS), P.O. Box 33048, Saint Petersburg, FL 33733-8048.

COMICS, COMIC ART, & ANIMATION ART TERM E: Bidders who intend to challenge authenticity

or provenance of a lot must notify Auctioneer in writing within thirty (30) days of the Auction's

conclusion. In the event Auctioneer cannot deliver the lot or subsequently it is established that the

lot lacks title, provenance, authenticity, or other transfer or condition issue is claimed, Auctioneer's

liability shall be limited to rescission of sale and refund of purchase price; in no case shall

Auctioneer's maximum liability exceed the high bid on that lot, which bid shall be deemed for all

purposes the value of the lot. After one year has elapsed, Auctioneer's maximum liability shall be

limited to any commissions and fees Auctioneer earned on that lot.

COMICS, COMIC ART, & ANIMATION ART TERM F: All comics are guaranteed genuine, but are not

guaranteed as to grade, since grading is a matter of opinion, an art and not a science, and therefore

the opinion rendered by the Auctioneer or any third party grading service may not agree with the

opinion of others (including trained experts), and the same expert may not grade the same item

with the same grade at two different times.

COMICS, COMIC ART, & ANIMATION ART TERM G: Since we cannot examine encapsulated

comics, they are sold "as is" without our grading opinion, and may not be returned for any reason.

Auctioneer shall not be liable for any patent or latent defect or controversy pertaining to or arising

from any encapsulated collectible. In any such instance, purchaser's remedy, if any, shall be solely

against the service certifying the collectible.

COMICS, COMIC ART, & ANIMATION ART TERM H: Due to changing grading standards over time,

differing interpretations, and to possible mishandling of items by subsequent owners, Auctioneer

reserves the right to grade items differently than shown on certificates from any grading service

that accompany the items. Auctioneer also reserves the right to grade items differently than the

grades shown in the prior catalog should such items be reconsigned to any future auction.

COMICS, COMIC ART, & ANIMATION ART TERM I: Although consensus grading is employed by

most grading services, it should be noted as aforesaid that grading is not an exact science. In fact, it

is entirely possible that if a lot is broken out of a plastic holder and resubmitted to another grading

service or even to the same service, the lot could come back with a different grade assigned.

COMICS, COMIC ART, & ANIMATION ART TERM J: Certification does not guarantee protection

against the normal risks associated with potentially volatile markets. The degree of liquidity

for certified collectibles will vary according to general market conditions and the particular lot

involved. For some lots there may be no active market at all at certain points in time.

COMICS, COMIC ART, & ANIMATION ART K: Financing. Auctioneer offers various extended payment

options to qualified pre-approved persons and companies. The options include Extended Payment

Programs (EPP) Flexible Payment Program (FPP) and Dealer Terms. Each program has its specific

terms and conditions and such terms and conditions are strictly enforced. Each program has to be

executed by the purchaser. Auctioneer reserves the right to alter or deny credit and in such case

these auction terms shall control.

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Rev.3-30-2015

Additional Terms & Conditions:

JEWELRY, WATCH & LUXURY ACCESSORY AUCTIONS

JEWELRY, WATCH & LUXURY ACCESSORY TERM A: JEWELRY: As most jewelry sold at auction has

been worn, and may have been previously repaired, altered, or embellished, ALL LOTS are sold AS

IS. Such wear, repairs or changes may display varying levels of evidence, so it is the responsibility of

each prospective bidder to fully inspect each lot before bidding and rely upon their own judgment

prior to placing a bid. Bidder acknowledges that the absence of any reference to their condition does

not imply the absence of wear, repairs, or defects.

JEWELRY, WATCH & LUXURY ACCESSORY TERM B: WATCHES: As most watches sold at auction

have been worn, and may have been previously repaired, altered, or embellished, ALL LOTS

are sold AS IS. Such wear, repairs or changes may display varying levels of evidence, so it is the

responsibility of each prospective bidder to fully inspect each lot before bidding and rely upon

their own judgment prior to placing a bid. Bidder acknowledges that the absence of any reference to

their condition does not imply the absence of wear, repairs, or defects. No item shall be considered

eligible for return unless its original Heritage security tag remains attached and intact.

JEWELRY, WATCH & LUXURY ACCESSORY TERM C: All descriptions and statements in this

catalog and subsequent invoices regarding measurement, authorship, source or origin, or other

aspects are qualified opines and do not constitute a warranty or representation, and are provided

for identification purposes only. Auctioneer warrants only such authorship, period or culture of

each lot is as set out in the BOLD faced type heading in the catalog description of the lot, with

the following exclusions: this warranty does not apply to any catalog description where it was

specifically mentioned that there is a conflict of specialist opinion on the authorship of a lot; or

authorship which on the date of Auction was in accordance with the then generally accepted

opinion of scholars and specialists, despite the subsequent discovery of new information, whether

historical or physical, concerning the artist or craftsman, his students, school, workshop or

followers; or opines which may be proven inaccurate by means of scientific processes not generally

accepted for use or which were unreasonably expensive or impractical to use at the time of

publication of the catalog. Such limited warranty as to authorship is provided for a period of one (1)

year from the date of the auction and is only for the benefit of the original purchaser of record and

is not transferable, and any claim regarding a bold-faced provision must be accompanied by two

written letters by independent and authorized appraisers in support of the claim. It is specifically

understood that any refund agreed to by the Auctioneer would be limited to the purchase price.

JEWELRY, WATCH & LUXURY ACCESSORY TERM D: The Auction is not on approval. Under

extremely limited circumstances not including authenticity (e.g. gross cataloging error), a

purchaser who did not bid from the floor may request Auctioneer to evaluate voiding a sale; such

request must be made in writing detailing the alleged gross error, and submission of the lot to

Auctioneer must be pre-approved by Auctioneer. A bidder must notify the appropriate department

head (check the inside front cover of the catalog or our website for a listing of department heads)

in writing of the purchaser's request within three (3) days of the non-floor bidder's receipt of the

lot. Any lot that is to be evaluated for return must be received in our offices within 30 days after

Auction. AFTER THAT 30 DAY PERIOD, NO LOT MAY BE RETURNED FOR ANY REASONS.

Lots returned must be in the same condition as when sold and must include any Certificate of

Authenticity. No lots purchased by floor bidders may be returned (including those bidders acting as

agents for others). Late remittance for purchases may be considered just cause to revoke all return

privileges.

JEWELRY, WATCH & LUXURY ACCESSORY TERM E: Pre-auction estimates of value or "bidding

estimates" are opines provided solely as a convenience to clients, and should only be used as

approximations of current market value. Estimates do not include Buyer's Premiums or sales tax.

JEWELRY, WATCH & LUXURY ACCESSORY TERM F: In the event Auctioneer cannot deliver the lot

or subsequently it is established that the lot lacks title or the bold faced section of description is

incorrect, or other transfer or condition issue is claimed, Auctioneer's liability shall be limited to

rescission of sale and refund of purchase price; in no case shall Auctioneer's maximum liability

exceed the high bid on that lot, which bid shall be deemed for all purposes the value of the lot. After

one year has elapsed, Auctioneer's maximum liability shall be limited to any commissions and fees

Auctioneer earned on that lot.

JEWELRY, WATCH & LUXURY ACCESSORY TERM G: Provenance and authenticity are not

guaranteed by the consignor or the Auctioneer. While every effort is made to determine provenance

and authenticity, it is the responsibility of the Bidder to arrive at their own conclusion prior to

bidding. Provenance or other information regarding history of ownership may be provided if

known, or may be excluded at the request of the consignor.

JEWELRY, WATCH & LUXURY ACCESSORY TERM H: On the fall of Auctioneer's hammer, Buyers

assume full risk and responsibility for lot, including shipment by common carrier or third-party

shipper, and must provide their own insurance coverage for shipments.

JEWELRY, WATCH & LUXURY ACCESSORY TERM I: Watches in waterproof and water-resistant

cases have been opened to identify type and condition. Auctioneer cannot guarantee that the

watches are waterproof or water-resistant at the time of purchase. Buyers are advised to have the

watches checked by a competent watchmaker with respect to such attributes.

JEWELRY, WATCH & LUXURY ACCESSORY TERM J: All dimensions in catalog descriptions are

approximate.

JEWELRY, WATCH & LUXURY ACCESSORY TERM K: Condition reports are provided as a service

to clients. Buyers should note that descriptions of property are not warranties and that watches

may need general service, change of battery or further repair work for which the buyer is solely

responsible.

JEWELRY, WATCH & LUXURY ACCESSORY TERM L: Watch bands made from protected species (i.e.

alligator, crocodile) and items made of ivory and tortoise may be subject to restrictions in certain

countries.

JEWELRY, WATCH & LUXURY ACCESSORY TERM M: Any property made of or incorporating

endangered or protected species or wildlife may have import and export restrictions established

by the Convention on International Trade in Endangered Species of Wild Fauna and Flora (CITES).

These items are not available to ship Internationally or in some cases, domestically. By placing a bid

the bidder acknowledges that he is aware of the restriction and takes responsibility in obtaining and

paying for any license or permits relevant to delivery of the product. Lots containing potentially

regulated wildlife material are noted in the description as a convenience to our clients. Heritage

Auctions does not accept liability for errors or for failure to mark lots containing protected or

regulated species.

JEWELRY, WATCH & LUXURY ACCESSORY TERM N: Descriptions of Handbags, Purses, and

Wallets may denote that the hardware is "gold" or 'silver". Such terms refer to the metal color of

the hardware, rather than that the hardware is made of a precious metal. Unless there is specific

mention as to carat weight or precious metal weight of the hardware, all descriptions using the

terms "gold" or 'silver" are descriptive of color of the hardware, not a reference to the hardware

being made or platted with a precious metal.

JEWELRY, WATCH & LUXURY ACCESSORY TERM O: California State law prohibits the importation

of any product containing Python skin into the State of California, thus no lot containing Python

skin will be shipped to or invoiced to a person or company in California.

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Rev.3-25-2015

Additional Terms & Conditions

WINE AUCTIONS

WINE AUCTION TERM A: Bidder's Age: You must be at least 21 years of age to participate in our

auctions.

WINE AUCTION TERM B: Descriptions: While Auctioneer has attempted to describe all property

as accurately as possible, such description is based upon a physical inspection and observation.

Auctioneer does not warrant or represent, and denies responsibility for the accuracy of the

descriptions, encompassing but not limited to, vintage, provenance, authenticity, quality and

condition as may be stated on the site. Any and all statements made relating to the property

offered on the site are merely statement of opinion and at no time can be construed as warranties

and representations of fact or assumptions of any liability on the part of Auctioneer. Auctioneer

reserves the right to amend the description of any lot by means of an announcement either oral

or electronic. And may withdraw any lot.

WINE AUCTION TERM C: Lots sold "AS IS" "WHEREAS": Buyer accepts all purchases "AS IS" and

"WHEREAS", notwithstanding any other terms of the Conditions of Sale.

WINE AUCTION TERM D: Notice: The wine industry estimates a seven percent (7%) age of all

wine sealed with natural corks are ruined because of a natural fungus in corkwood that produces

the chemical compound trichloroanisole. In almost all cases of "corked" wine, the aroma of the

wine is reduced significantly, and a heavily tainted wine is completely undrinkable. Since all of

our wine is consigned, and much of it very rare, we cannot replace wines that have been ruined

because of cork taint. We do not accept returns of corked wine nor do we refund for corked wine.

WINE AUCTION TERM E: Shipping: All items will be available to the Buyer for pickup or shipment

upon Buyer's payment of the purchase price and prepaid shipping charges. Please note that due

to the temperature-sensitivity of wine and complicated wine shipping regulations, we do not

automatically ship wine lots. Please contact the Wine department at WineAuctionShipping@

HA.com or (310) 492-8635 to make your shipping arrangements. All lots are delivered by Buyer's

preferred method of shipping or by Auctioneer's selection if no Buyer preference is indicated.

Buyer shall assume full responsibility for shipping expenses. This includes shipping costs,

packing, and handling. Buyers need to be aware that many states impose restrictions on the

quantity of alcoholic beverages purchased or brought into its jurisdiction from another state.

Special permits may be required; Auctioneer takes no responsibility for any shipment to any state

outside of California nor any confiscation of a shipment to any state.

WINE AUCTION TERM F: Risk of Loss: The sale of the wine between Auctioneer and Buyer

takes place at Auctioneer's California facility. Risk of Loss passed to Buyer upon Auctioneer's

determination of the winning bid. Auctioneer will not reimburse Buyers for lost or damaged

shipments. Auctioneer will take precautions to package the wine according to industry standards

to minimize the possibility of damage. Auctioneer does not cover any loss or damage due to

exposure to temperature variations, shipping delays or defect in or failure of any cork or other

bottle closure.

WINE AUCTION TERM G: Shipment outside of California: The primary means of distribution will

be common carrier. All wines are to be sold in California by Seller and title passes to Buyer in

California. Auctioneer makes no representation as to the rights of anyone to import wine into

any state that restricts the personal importation of wine, the wine will be held at Auctioneer's

facility on behalf of Buyer until Buyer makes arrangements to ship the lot to an address in a state

that permits such shipments or receives Buyer's other written instructions.

STORAGE CHARGES: Wines not picked up within one (1) months of the auction will accrue charges

of $10.00 per case or partial case per month. Charges will be applied on the first day of the

subsequent month and each month thereafter. Wines will not be released or shipped to customers

until storage fees are paid.

WINE AUCTION TERM H: Weather: When the weather is too hot or too cold to safely ship wines,

Auctioneer will temporarily store Buyers? wines at no charge.

WINE AUCTION TERM I. Change in Condition: Though every effort is made to describe or measure

the levels of older vintages, corks more than twenty (20) years old begin to lose their elasticity

and levels can change between cataloging and sale. Old corks occasionally fail during or after

shipment. Buyers must understand that there is always a risk of cork failure with old wines.

Under no circumstances can an adjustment of price or credit be made after delivery.

WINE AUCTION TERM J: License: Heritage Collectibles, Inc. licensed in the State of California and

holds Type 17 and 20 licenses No 5000295.

WINE AUCTION TERM K: Financing. Auctioneer offers various extended payment options to

qualified pre-approved persons and companies. The options include Extended Payment Programs

(EPP) Flexible Payment Program (FPP) and Dealer Terms. Each program has its specific terms and

conditions and such terms and conditions are strictly enforced. Each program has to be executed

by the purchaser. Auctioneer reserves the right to alter or deny credit and in such case these

auction terms shall control.

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Rev.8-14-2014

Additional Terms & Conditions

DOMAIN NAMES & INTELLECTUAL PROPERTY AUCTIONS

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM A: A domain name must be registered

with the current domain registrar for at least 60 days before being transferred to another

registrar. Transfers within the current registrar are not limited. Heritage will facilitate the

transfer of domains from the consignor, and, separately, to the Buyer. Transfer of domain

ownership may take up to 14 days after payment has been verified. Any transfer and/or renewal

fees (which vary by registrar) are to be paid by the Buyer to the registrar.

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM B: If the change of ownership cannot be

completed for any reason, Buyer acknowledges and agrees that Auctioneer shall have no liability

or responsibility regarding the same. In the event that the domain name cannot be registered

with any registrar through no fault of the Buyer and settlement with the consignor has been

made, any action to rescind or negate the purchase shall be solely between the Buyer and the

consignor.

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM C: Statistics about domains may be

provided by Auctioneer in the catalog and online descriptions (e.g. Google Search Results,

Google PPC Rate, Domain Age, Year of Registration, traffic and earnings statements, etc.). This

information was valid to the best of Auctioneer's belief based upon third-party information at the

time of cataloging, and does not represent a guarantee in any way.

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM D: Buyer is responsible for ensuring that

your use of the domain name does not infringe upon any third-party rights, relevant laws, or

regulations.

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM E: Buyer agrees that country code top

level domain names ("ccTLDs") may have unique requirements for ownership. Before you bid on

any ccTLD, you should review the registry rules, policies, and agreements for the ccTLD to ensure

that you can be in compliance with all eligibility requirements.

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM F: Buyer shall in all registration

processes accurately complete the application form(s) throughout the process, and Auctioneer

and consignor shall not be liable for any false or misleading information provided in the

application process

DOMAIN NAMES & INTELLECTUAL PROPERTY TERM G: S To the extent that the Properties are

subject to dispute resolution either under the "UDRP" or the "DMCA", Buyer agrees to be joined

into such dispute resolution procedures as a party and/or with the consignor. If there is a dispute

by the Buyer as to his election of registrar, neither the consignor nor Auctioneer shall be involved

in that dispute resolution.

For wiring instructions call the Credit department at 877-HERITAGE (437-4824)

or e-mail: CreditDept@HA.com

Rev.11-12-13

New York State Auctions Only

Notice as to an Auction in New York City. These Terms and Conditions of Sale are designed

to conform to the applicable sections of the New York City Department of Consumer Affairs

Rules and Regulations as Amended. This sale is a Public Auction Sale conducted by Heritage

Auctioneers & Galleries, Inc. #1364738. The New York City licensed auctioneers are: Samuel

Foose 0952360; Robert Korver 1096338; Kathleen Guzman 0762165; Michael J. Sadler 1304630;

Scott Peterson 1306933; Andrea Voss 1320558; Nicholas Dawes 1304724; Ed Beardsley 1183220;

Bob Merrill 1473403; Paul Minshull 2001161; Fiona Elias 2001163; Brian Nalley 2001162;

Jennifer Marsh 2009623; Alissa Ford 2009565, who will conduct the Sale on behalf of itself

and Heritage Auctioneers & Galleries, Inc. All lots are subject to: the consignor's rights to

bid thereon in accord with these Terms and Conditions of Sale, consignor's option to receive

advances on their consignments, and Auctioneer, in its sole discretion, may offer limited

extended financing to registered bidders, in accord with Auctioneer's internal credit standards

or receive a guaranty. A registered bidder may inquire whether a lot is subject to an advance, a

reserve, or a guaranty. Auctioneer has made advances to various consignors in this sale and a

guaranty. On lots bearing an estimate, the term refers to a value range placed on an item by the

Auctioneer in its sole opinion but the final price is determined by the bidders. Rev 3-23-2015

Dec 07, 2015 11:00AM EST

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